[Atlanta, August 22, 2022] – Capital Investment Advisors’ Holly Evans Mallory has earned the designation of Investment Adviser Certified Compliance Professional® (IACCP®).
The designation, which is awarded by NRS Education, the education and professional development division of NRS, a ComplySci company, signals recognition of an advanced knowledge and skill level for investment adviser compliance professionals and clarifies compliance competence. The designation program, co-sponsored by NRS and the Investment Advisers Association (IAA), acknowledges the heightened role of regulatory compliance and responds to the growing industry demand for nationally recognized compliance education, professional standards, and ethical leadership.
With this recognition, Holly Evans Mallory joins an elite group of more than 1,000 compliance professionals across the country with the IACCP® designation. It identifies those who have completed the IACCP® program, including meeting the two-year work experience requirement, successfully completing the instructor-led curriculum, passing the certifying examination, completing an ethical assessment, agreeing to abide by the program’s Code of Ethics and Professional Standards of Conduct, and satisfying its ongoing continuing education requirements.
NRS, an IACCP® program co-sponsor, is the U.S. leader in compliance and registration products and services for investment advisers. NRS delivers three interrelated offerings – comprehensive education, best-in-class technology, and consulting services – to assist investment advisers in meeting their regulatory requirements and minimize risk.
The Investment Adviser Association (IAA), IACCP® program co-sponsor based in Washington, DC, is the leading organization solely dedicated to representing the interests of SEC-registered investment advisory firms. In addition to serving as the voice of the advisory profession on Capitol Hill and before the Securities and Exchange Commission, Department of Labor, Commodity Futures Trading Commission and other U.S. and international regulators, the IAA provides extensive compliance and educational services and resources to its membership.
Visit nrs.com or investmentadviser.org for more information about the IACCP® program.
About Capital Investment Advisors: Capital Investment Advisors is a fee-only financial advisory and asset management firm based in Atlanta. Since 1996, CIA has provided clients with financial strategy and management tailored to the client’s individual circumstances and objectives. The firm currently manages more than $4 Billion (as of March 2022) in assets. For more information on Capital Investment Advisors, please visit www.YourWealth.com or call 404-531-0018.